Page 1 of 2

Senior Compliance Executive

Tell us a bit more about yourself

Upload your resume and cover letter

Accepts .pdf files

Have you handled compliance at a SEBI-registered stockbroker or proprietary trading firm?

Compliance experience at a stockbroker or proprietary trading firm is required for this role.

Name of current employer

Are you currently located in Mumbai?

NISM Series III-A (Securities Intermediaries Compliance) certification

Role and compensation details

Total years of compliance experience at a stockbroker or trading firm

Which areas have you handled directly?

Algo approvals, algo IDs and mock trading

Exchange surveillance alerts and replies

Periodic exchange and SEBI filings

Exchange or SEBI inspections and internal audits

KYC, UCC and PMLA

Investor grievances (SCORES / ODR)

None of these

Which segments have you handled compliance for?

NSE

BSE

MCX

GIFT City IFSC (India INX / NSE IX)

Current designation

Current annual CTC in INR

Expected annual CTC in INR

Notice period or earliest joining date

Consent to processing of personal data

Pashupati Capital Services Pvt. Ltd. will use the information and documents submitted in this form solely to evaluate your application for employment. Your data will not be shared with any third party except where required by law or by a regulator. You may withdraw consent or request deletion by writing to careers@pashupaticapital.com.

I consent to Pashupati Capital Services Pvt. Ltd. collecting and processing my personal data for this purpose.